EDGAR Forms Reference Guide

A complete reference of the most common SEC EDGAR form types — with links to our dedicated filing services for each category.

FormDescriptionCategoryService
10-KAnnual report with audited financial statementsPeriodiciXBRL required
10-QQuarterly report with unaudited financialsPeriodiciXBRL required
8-KCurrent report for material eventsPeriodic
20-FAnnual report — foreign private issuersForeigniXBRL required
6-KCurrent report — foreign private issuersForeign
S-1 / F-1IPO registration statementCapital MarketsIPO services
S-3 / F-3Shelf registration statementCapital Markets
S-4 / F-4Business combination registrationM&AdeSPAC services
DEF 14ADefinitive proxy statementProxyM&A services
SC TO / SC 14D-9Tender offer / recommendationM&A
Forms 3, 4, 5Section 16 beneficial ownershipInsiderSection 16 services
13FQuarterly institutional holdings (XML)Institutional13F services
N-1A / N-2Investment company registrationFund AdminFund services
N-CSR / N-CENCertified shareholder report / CensusFund Admin
24F-2Annual notice of securities soldFund Admin
497 / 497KProspectus filed under Rule 497Fund Admin
Form DExempt offering noticeReg D
12b-25Late filing notification (NT)Periodic
Form IDEDGAR access applicationFiler Mgmt

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