Forms & Codes

How to Get Filing Codes

To complete the application for filing codes you must submit a signed & notarized copy of the application or authenticating document. You send this notarized document to the SEC by attaching a scanned PDF version.

Download and follow the step-by-step instructions.

Section 16 Forms

Type directly into our digital PDF forms and email them to us directly.

Section 16 reports: we charge a flat rate of only $50 per report.

  • Complete the form and e-mail it to
  • We'll e-mail you a review copy
  • E-mail us your approval to file
  • We file the document and e-mail you the SEC acceptance

Extension Forms

Download the extension form used for notification of late filings. Fill in the form and email it to It’s as easy as that. You can also save it for future use.

After you submit the form, we'll email a copy for your review. We'll file it once we receive your authorization.

Acrobat or Word?

Please note you'll need the full version of Adobe Acrobat DC to save a completed version of these PDF forms, not just Acrobat Reader.

If you don't have a complete version of Acrobat, you can use these MS Word fill-in forms, or download a paper version.